Kerry is a financial services lawyer with significant experience in a broad range of financial services matters including superannuation, prudential regulation, regulatory compliance, data privacy, outsourcing, corporate governance and anti-money laundering and counter-terrorism financing.
Kerry advises financial services clients on varied issues including those in relation to superannuation, insurance, trust and corporate law, RSE licence obligations, including the trustee obligations under the Superannuation Industry (Supervision) Act 1993 (Cth), AFS licence obligations, covering general conduct obligations under the Corporations Act 2001 (Cth), client review and remediation conducted by AFS licensees, with a particular focus on ASIC RG 256, governance structures, including conflicts management processes, and legal review and gap analysis of Part A and Part B of anti-money laundering and counter-terrorism financing programs.
Kerry is a regulator contributor to the Association of Superannuation Funds of Australia’s (ASFA’s) continuing professional development publications for superannuation trustees, SuperCPD and SuperCPD Trustee, on topical regulatory issues such as upcoming regulatory reforms, cloud outsourcing, fraud, anti-money laundering and counter-terrorism financing and APRA Prudential Standard SPS 515 Strategic Planning and Member Outcomes.
Practice Areas
Corporate and M&A
Practice Areas
Corporate and M&A
Industries
Banking and Financial Institutions & Services
Industries
Banking and Financial Institutions & Services
Language Skills
English
Language Skills
English
Specialty Groups
Corporate and M&A
Financial Institutions and Markets
Specialty Groups
Corporate and M&A
Financial Institutions and Markets
Bio
Kerry is a financial services lawyer with significant experience in a broad range of financial services matters including superannuation, prudential regulation, regulatory compliance, data privacy, outsourcing, corporate governance and anti-money laundering and counter-terrorism financing.
Kerry advises financial services clients on varied issues including those in relation to superannuation, insurance, trust and corporate law, RSE licence obligations, including the trustee obligations under the Superannuation Industry (Supervision) Act 1993 (Cth), AFS licence obligations, covering general conduct obligations under the Corporations Act 2001 (Cth), client review and remediation conducted by AFS licensees, with a particular focus on ASIC RG 256, governance structures, including conflicts management processes, and legal review and gap analysis of Part A and Part B of anti-money laundering and counter-terrorism financing programs.
Kerry is a regulator contributor to the Association of Superannuation Funds of Australia’s (ASFA’s) continuing professional development publications for superannuation trustees, SuperCPD and SuperCPD Trustee, on topical regulatory issues such as upcoming regulatory reforms, cloud outsourcing, fraud, anti-money laundering and counter-terrorism financing and APRA Prudential Standard SPS 515 Strategic Planning and Member Outcomes.
OFFICES
Suite 300 - 1055 West Hastings St. Vancouver, B.C., Canada, V6E 2E9
360 Central Avenue, Suite 845 St. Petersburg, Florida, USA 33701
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