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Specialty Group: Financial Institutions and Markets

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Member Articles


Australian High Court Endorses Expansive Financial Product Definitions in Block Earner Appeal

The High Court of Australia has ruled in favour of the Australian Securities and Investments Commission (ASIC) against Web3 Ventures Pty Ltd, trading as Block Earner. In the judgment delivered on 17 June 2026, the High C ...

ASIC Hits Pause: No-Action Relief for Digital Asset Businesses Extended to 30 September 2026

On 25 June 2026, the Australian Securities and Investments Commission (ASIC) issued an updated class no‑action letter extending both the scope and deadline of its transitional relief for certain digital asset businesse ...

Innovate, But Don’t Navigate Blind: Why Robust Legal Advice Is Non-Negotiable in Australia’s Financial Services Landscape

Financial services companies are, by their very nature, adaptive and forward-thinking, frequently outpacing the regulators and the laws designed to safeguard consumers. From cryptocurrency platforms to digital payment fa ...

SEC Proposes Optional Semiannual Reporting for Public Companies: What CFOs and Audit Committees Should Know

On May 5, 2026, the U.S. Securities and Exchange Commission voted to propose amendments that would give public companies the option to file semiannual reports in lieu of quarterly reports. For C-suite executives, CFOs an ...

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