Member Articles

By: Irwin M. Latner, Patrick D. SweeneyHerrick, Feinstein LLP, New York, New York, USA In the wake of the recent frauds and scandals in the investment management industry, the SEC has amended its custody rule (Rule 206( ...

A Rumor vs. Insider Trading — A Line You Don’t Want to Cross: Distinctions Financial Professionals Need to KnowAuthors: Steven D. FeldmanHerrick, Feinstein LLP, New York, New York, USAThe F.B.I. and Securities and Ex ...

Jersey develops closer links with China  Jersey’s business relationship with China has been strengthened during the past few months, by the recent approval for Jersey companies for listing to float on the Hong Ko ...

The Foot Review: A Report on the British Offshore Finance Centres On 29 October 2009 HM Treasury in London published a report on the British Offshore Finance Centres, commissioned by The Chancellor of the Exchequer in D ...

Final FDIC Regulations for Failed Bank Acquisitions: What's in Store for Private Equity InvestorsAuthors: Richard M. Morris, Irwin A. Kishner, John A. Rogers Jr. Private equity funds face an increased barrier to acquire ...

The Private Fund Investment Advisers Registration Act of 2009By Irwin M. Latner, Patrick D. Sweeney Herrick, Feinstein LLP, New York, New York, USAThe Treasury Department has proposed legislation that would require all a ...