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Specialty Group: Financial Institutions and Markets

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Changes Regarding Force-Placed Hazard Insurance

Contact: Heather Morris; Spencer Fane Britt & Browne LLP (Missouri, USA) Along with the CFPB’s numerous other mortgage regulations, some regulations concerning force-placed hazard insurance are set to take ...

Agencies Issue Disappointing Statement on Qualified Mortgage Fair Lending Risks

  Contact: Stephanie Kalahurka; Spencer Fane Britt & Browne LLP (Missouri, USA) Earlier this year, I authored a client alert examining the potential implications of the CFPB’s new mortgage rules in light o ...

CFPB Issues Interim Final Rules on Dodd-Frank Mortgage Loan Servicing Requirements

Contact: Edmund D. Harllee; Williams Mullen (North Carolina & Virginia, USA) On Wednesday, October 23, the Consumer Financial Protection Bureau (the "Bureau") published interim final rules (and a request for public ...

Securities And Exchange Commission Sanctions Three Investment Advisory Firms For Repeatedly Ignoring Problems With Their Compliance Programs

Contact: Mark D. Knoll & Daniel G. Nelson; Bressler, Amery & Ross, P.C. (New Jersey, USA) On October 23, 2013, the SEC announced that three investment advisory firms had agreed to settlements for repeatedly ignoring s ...

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