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Member Articles


Recent Changes to "Accredited Investor" Standard

By: Irwin M. Latner and Patrick D. SweeneyHerrick, Feinstein LLP., New York, New York, USA As a follow-up to our recent alert on the implications of the Private Fund Investment Advisers Registration Act of 20 ...

SEC Adopts "Pay to Play" Rule For Investment Advisers, Their Principals and Key Employees

By: Irwin A. Kishner, Patrick D. Sweeney, Richard M. MorrisHerrick, Feinstein LLP, New York, NYThe SEC adopted a new rule under the Investment Advisers Act of 1940 designed to curtail the practice of making contributions ...

What the Private Fund Investment Act of 2010 Means for You

By: Irwin M. Latner, Patrick D. Sweeney Herrick, Feinstein LLP, New York, NYThe Senate has passed the Private Fund Investment Advisers Registration Act of 2010, which, if enacted in its present form, would significantly ...

Foreign Investment in Australia - Accounting for the Emergence of Complex Structures

On 12 February 2010 the legislation governing foreign investment in Australia was reformed to account for the emergence of complex investment structures.  Corporate Partner, Simon Champion and Corporate Lawyer, ...

Carter Newell Managing Partner Speaks to ALB about Mergers, Corporate Models and Law Firm Culture

Carter Newell (Queensland, Australia) Managing Partner Paul Hopkins speaks to Australasian Legal Business magazine about mergers, aviation law, the corporate law firm model and how to build a nurturing firm ...

Impact of Recent Amendments to SEC’s Custody Rule

By: Irwin M. Latner, Patrick D. SweeneyHerrick, Feinstein LLP, New York, New York, USA In the wake of the recent frauds and scandals in the investment management industry, the SEC has amended its custody rule (Rule 206( ...

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