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Member Articles


The Right Man for the Job?

By: David Williams and Aoife BradleyLK Shields Solicitors (Ireland)We all want the men and women running the financial services sector to be people of unimpeachable integrity, but the Central Bank has gone further and in ...

Deal or No Deal?

By: Jennifer O'NeillLK Shields Solicitors (Ireland)A settlement agreement is a very cost-effective way to avoid a law suit where an employee has a claim against their employer: but the courts will not enforce such agreem ...

Financial Firm Entitled to Restitution from Rogue Employee

By: Therese M. Doherty, Arthur G. Jakoby, David M. Rosenfield, and Steven D. FeldmanHerrick, Feinstein LLP (New York, New York, USA) Federal Court Awards Investment Bank Restitution For Legal Fees Expended Conducting Int ...

SEC Cooperation Initiative

By: Therese M. Doherty and Arthur G. JakobyHerrick, Feinstein LLP (New York, New York, USA) On March 19, 2012, the Securities and Exchange Commission issued a press release (the "Press Release") praising a former executi ...

Herrick Feinstein's Corporate Alert - March 2012

By: Edward B. Stevenson and Irwin A. Kishner Herrick, Feinstein LLP (New York, New York, USA)Headlines include: House Passes JOBS Act; Court Analyzes "§220" Demand; SEC Tightens Qualified Client Standard; Court Addresse ...

Health Insurer’s Costly Privacy Breach Provides Guidance For Managing HIPAA Risks Associated With Electronically-Stored PHI

By: Brian C. Vick Williams Mullen (North Carolina and Virginia, USA)In the first enforcement action resulting from a reported privacy breach under the HITECH Act, Blue Cross and Blue Shield of Tennessee (“BCBST”) rec ...

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