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Member Articles


Why is ASIC interested in you?

If you are a company director, company secretary, chief financial officer or a licensee or representative in the credit or financial services industry, you need to know what might transpire if the Australian Securities a ...

Fact Sheet: Signed, sealed and delivered – execution of deeds in Australia

By: Tony Stumm A number of documents are required to be executed as a deed, rather than as an agreement. Typically, where there is no visible consideration passing from one party to the other, a deed is required to mak ...

ASX changes – should you use the front door or the back door for your ASX listing?

By: Tony Stumm The recent changes made by the ASX to its Guidance Note 12 have aroused interest in companies getting their shares listed without travelling down the compliance path associated with a prospectus initiat ...

Issues Paper - Doing Business in developing countries: developments in anti-corruption law

By: Audine Bartlett In the Part 1 of the Issues Paper of May 2014 we examined the anti-bribery and corruption laws in Australia, the United States of America and the United Kingdom. This Part 2 Issues Paper examines le ...

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