Specialty Group: Financial Institutions and Markets

Author: Kathryn Sharman The Council of Europe body, MONEYVAL, of which is the Isle of Man is a member, has issued its second Enhanced Follow-up Report for the Island this month (September 2019). In the report, MONEYVAL ...

Below is a summary of recent developments in the Australian banking & finance legal landscape. Please click on the links to view each article in full. Westpac wins responsible lending case against ASIC Westpac has won ...

As of Sunday, 21 July 2019, the Prospectus Regulation ((EU) 2017/1129) is now fully in force. The provisions which apply from this date introduce a new Universal Registration Document, summary requirements, a simplified ...

Hot on the heels of the Central Bank's ‘Dear CEO Letter’  to Regulated Financial Service Providers (RFSPs) on compliance with their obligations under the Fitness and Probity Regime, comes a Government announceme ...