Globally Connected. Locally Respected.
Law |Accounting |Tax |Strategic Partners
Find an Expert
  • Location/Industrycaret
  • Accountingcaret
  • Strategic Partnerscaret

Specialty Group: Financial Institutions and Markets

Group Members

Group Co-Chairs

Member Articles


The Prospectus Regulation is Fully in Force: Remaining Provisions Apply from 21 July 2019

As of Sunday, 21 July 2019, the Prospectus Regulation ((EU) 2017/1129) is now fully in force. The provisions which apply from this date introduce a new Universal Registration Document, summary requirements, a simplified ...

Fitness & Probity Regime: Legislation proposed to introduce greater transparency in financial sector

Hot on the heels of the Central Bank's ‘Dear CEO Letter’  to Regulated Financial Service Providers (RFSPs) on compliance with their obligations under the Fitness and Probity Regime, comes a Government announceme ...

Australian Securities & Investments Commission (ASIC) reviews “buy now pay later” industry

This article is republished from LexisNexis Financial Services Newsletter 2019 - Vol 17 No 10. Authored by Andrea Beatty, Partner and Chelsea Payne, Law Graduate. “Buy now pay later’ is a rapidly expanding industry ...

ASIC announces intention to update RG 209, releases consultation paper

Author: Andrea Beatty In a large step towards the long-promised update to its responsible lending guidance, ASIC released a consultation paper setting out its proposed updated guidance and inviting public feedback. ...

OFFICES


Suite 300 - 1055 West Hastings St.
Vancouver, B.C., Canada, V6E 2E9

360 Central Avenue, Suite 845
St. Petersburg, Florida, USA 33701

STAY CONNECTED

 

We use cookies on our website. Some of them are essential for the operation of the site, while others help us to improve this site and the user experience (tracking cookies). You can decide for yourself whether you want to allow cookies or not. Please note that if you reject them, you may not be able to use all the functionalities of the site.