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Member Articles


U.S. District Court Rules NDA “Use Restrictions” May Limit Pursuit of Alternative Opportunity

Contact: Herrick, Feinstein LLP (New York, New York, USA)  The Southern District of New York in refusing to dismiss a breach of contract claim found that “use restrictions” in a non-disclosure agreement (“NDA ...

Reducing the burden of capital raising – listing rule amendments by the Australian Securities Exchange (ASX)

Contact: Carter Newell Lawyers LLP (Queensland, Australia) The ASX has recently amended the listing rules in an effort designed to ease the means by which listed, small to medium sized companies can raise capital. From ...

Understanding the new Australian Business Names Regime

Contact: Carter Newell Lawyers (Brisbane, Australia) The commencement of the national Business Names Register provides the opportunity to identify business names and the requirements to ensure the protection of tho ...

SEC Approves Exchange Rules Covering Market Volatility

Contact: Herrick, Feinstein LLP (New York City, New York, USA) The SEC approved two rule proposals made by the national securities exchanges and FINRA intended to address volatility in the stock market. These rules will ...

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